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SEC’s Division of Examinations Announces New Exam Handbook

TradeNews USA US markets desk (2026-10-01): The Securities and Exchange Commission’s Division of Examinations today published its new handbook, “The SEC Exam Handbook: A Practical Guide on Process and… Primary source: original at SEC (sec.gov).

· SEC

SEC’s Division of Examinations Announces New Exam Handbook

The Securities and Exchange Commission’s Division of Examinations today published its new handbook, “The SEC Exam Handbook: A Practical Guide on Process and Engagement,” which replaces and expands upon the previous examination brochure by providing…

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