Economy

SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers

TradeNews USA cash-and-futures note (2026-10-06): SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers The Securities and Exchange Commission’s Compliance… Primary source: original at SEC (sec.gov).

October 6, 2026 9:35 AM ET · SEC

The Securities and Exchange Commission’s Compliance Outreach Program announced today that it will host a virtual national seminar for investment companies and investment advisers on November 19, 2026. The purpose of the event is to help chief compliance…

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